Rings
In abstract algebra, a ring is a fundamental algebraic structure. It is a set equipped with two binary operations, usually called addition and multiplication, that generalize the familiar arithmetic operations of integers. For a set R to be a ring, it must satisfy certain axioms. These axioms ensure that the operations behave in a predictable and structured way.
Axioms of a Ring
Let R be a non-empty set and let '+' and '·' be two binary operations on R. R is called a ring if the following axioms hold:
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(R, +) is an abelian group. This means:
- Closure under addition: For all a, b in R, a + b is in R.
- Associativity of addition: For all a, b, c in R, (a + b) + c = a + (b + c).
- Existence of additive identity: There exists an element 0 in R such that for all a in R, a + 0 = 0 + a = a.
- Existence of additive inverse: For every a in R, there exists an element -a in R such that a + (-a) = (-a) + a = 0.
- Commutativity of addition: For all a, b in R, a + b = b + a.
- (R, ·) is closed under multiplication: For all a, b in R, a · b is in R.
- Multiplication is associative: For all a, b, c in R, (a · b) · c = a · (b · c).
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Multiplication distributes over addition: For all a, b, c in R:
- Left distributive law: a · (b + c) = (a · b) + (a · c).
- Right distributive law: (b + c) · a = (b · a) + (c · a).
Types of Rings
Rings can be further classified based on additional properties they might possess. Some important types include:
- Commutative Ring: A ring R is commutative if multiplication is commutative, i.e., for all a, b in R, a · b = b · a. The integers (Z) form a commutative ring.
- Ring with Unity (or Ring with Identity): A ring R is said to have unity if there exists an element 1 in R such that for all a in R, a · 1 = 1 · a = a. The integers (Z) with unity are a common example.
- Integral Domain: A commutative ring with unity (1 ≠ 0) is an integral domain if it has no zero divisors. This means that if a · b = 0, then either a = 0 or b = 0. The integers (Z) are an integral domain.
- Field: A commutative ring with unity (1 ≠ 0) is a field if every non-zero element has a multiplicative inverse. That is, for every a ∈ R, a ≠ 0, there exists an element a-1 ∈ R such that a · a-1 = a-1 · a = 1. Fields are integral domains, and every field is a commutative ring with unity. The set of rational numbers (Q) and real numbers (R) are fields.
Example of a Ring
Consider the set of 2x2 matrices with real entries: $$ M_2(\mathbb{R}) = \left\{ \begin{pmatrix} a & b \\ c & d \end{pmatrix} \mid a, b, c, d \in \mathbb{R} \right\} $$ with the usual matrix addition and multiplication.
- Addition of matrices is component-wise, satisfying all abelian group axioms.
- Matrix multiplication is defined as: $$ \begin{pmatrix} a & b \\ c & d \end{pmatrix} \begin{pmatrix} e & f \\ g & h \end{pmatrix} = \begin{pmatrix} ae+bg & af+bh \\ ce+dg & cf+dh \end{pmatrix} $$ This operation is closed and associative.
- Matrix multiplication distributes over addition.
However, $M_2(\mathbb{R})$ is not a commutative ring because matrix multiplication is generally not commutative. For instance: $$ \begin{pmatrix} 1 & 1 \\ 0 & 1 \end{pmatrix} \begin{pmatrix} 1 & 0 \\ 1 & 1 \end{pmatrix} = \begin{pmatrix} 2 & 1 \\ 1 & 1 \end{pmatrix} \quad \text{but} \quad \begin{pmatrix} 1 & 0 \\ 1 & 1 \end{pmatrix} \begin{pmatrix} 1 & 1 \\ 0 & 1 \end{pmatrix} = \begin{pmatrix} 1 & 1 \\ 1 & 2 \end{pmatrix} $$ It is a ring with unity, where the unity is the identity matrix $I = \begin{pmatrix} 1 & 0 \\ 0 & 1 \end{pmatrix}$. It is also not an integral domain because it has zero divisors (e.g., $\begin{pmatrix} 1 & 0 \\ 0 & 0 \end{pmatrix} \begin{pmatrix} 0 & 0 \\ 0 & 1 \end{pmatrix} = \begin{pmatrix} 0 & 0 \\ 0 & 0 \end{pmatrix}$).
Euclidean Rings
A Euclidean ring is a special type of integral domain that has a structure similar to the integers, allowing for a division algorithm. This property is crucial for many number-theoretic algorithms, such as the Euclidean algorithm for finding the greatest common divisor (GCD).
Definition of a Euclidean Ring
An integral domain R is called a Euclidean ring if there exists a function $d: R \setminus \{0\} \to \mathbb{N}_0$ (where $\mathbb{N}_0 = \{0, 1, 2, ...\}$) such that the following two conditions are met:
- Division Algorithm Property: For any two elements a, b in R with b ≠ 0, there exist elements q (quotient) and r (remainder) in R such that $a = bq + r$, where either $r = 0$ or $d(r) < d(b)$.
- Minimal Property: For any non-zero element a in R, $d(a) \geq 1$. (Some definitions include $d(0)=0$ and define $d$ on all of R).
The function $d$ is often referred to as the "degree function" or "Euclidean function."
Properties and Examples of Euclidean Rings
- Integers (Z): The set of integers Z is a Euclidean ring with the degree function $d(n) = |n|$ (the absolute value of n). For any integers a and b ≠ 0, we can find integers q and r such that $a = bq + r$ with $0 \leq r < |b|$. This is the standard division algorithm for integers.
- Polynomials over a Field (F[x]): The ring of polynomials in one variable x with coefficients from a field F, denoted by F[x], is a Euclidean ring. The degree function is the usual degree of the polynomial, $d(p(x)) = \deg(p(x))$. For any polynomials a(x) and b(x) in F[x] with b(x) ≠ 0, there exist unique polynomials q(x) and r(x) such that $a(x) = b(x)q(x) + r(x)$, where $r(x) = 0$ or $\deg(r(x)) < \deg(b(x))$.
- Gaussian Integers (Z[i]): The set of Gaussian integers, $Z[i] = \{a + bi \mid a, b \in Z\}$, forms a Euclidean ring. The degree function is $d(a + bi) = a^2 + b^2$, which is the square of the modulus of the complex number $a+bi$.
- Eisenstein Integers (Z[ω]): The set of Eisenstein integers, $Z[\omega] = \{a + b\omega \mid a, b \in Z\}$, where $\omega = e^{2\pi i/3} = \frac{-1 + i\sqrt{3}}{2}$, also forms a Euclidean ring. The degree function is $d(a + b\omega) = a^2 - ab + b^2$, which is the square of the norm.
Significance of Euclidean Rings
- Existence of GCD: In a Euclidean ring, the greatest common divisor (GCD) of any two non-zero elements exists and can be found using the Euclidean algorithm.
- Principal Ideal Domains (PIDs): Every Euclidean ring is a Principal Ideal Domain (PID). This means that every ideal in a Euclidean ring is generated by a single element.
- Unique Factorization Domains (UFDs): Every PID is a Unique Factorization Domain (UFD). Therefore, every Euclidean ring is also a UFD. This property is fundamental in number theory and algebra.
The Euclidean Algorithm
The Euclidean algorithm is a method for efficiently computing the GCD of two integers. It relies on the division algorithm. To find GCD(a, b) where a > b > 0:
- Divide a by b to get $a = bq_1 + r_1$, where $0 \leq r_1 < b$.
- If $r_1 = 0$, then GCD(a, b) = b.
- If $r_1 \neq 0$, divide b by $r_1$ to get $b = r_1q_2 + r_2$, where $0 \leq r_2 < r_1$.
- If $r_2 = 0$, then GCD(a, b) = $r_1$.
- If $r_2 \neq 0$, continue this process: $r_{i-1} = r_i q_{i+1} + r_{i+1}$, until a remainder $r_{k+1} = 0$ is obtained.
- The last non-zero remainder, $r_k$, is the GCD(a, b).
This algorithm is directly applicable in any Euclidean ring by using the division property with the degree function.
Polynomial Rings
A polynomial ring is a ring formed by polynomials with coefficients from some base ring or field. These rings are fundamental in algebra and have applications in many areas, including coding theory, cryptography, and algebraic geometry.
Definition of a Polynomial Ring
Let R be a commutative ring with unity. The polynomial ring in one indeterminate x over R, denoted by R[x], is the set of all polynomials of the form: $$ p(x) = a_n x^n + a_{n-1} x^{n-1} + \dots + a_1 x + a_0 $$ where $a_i \in R$ for all $i$, and $n$ is a non-negative integer. The elements $a_i$ are called the coefficients of the polynomial.
The operations of addition and multiplication in R[x] are defined as follows:
- Addition: To add two polynomials, we add their corresponding coefficients. If $p(x) = \sum_{i=0}^n a_i x^i$ and $q(x) = \sum_{i=0}^m b_i x^i$, then $p(x) + q(x) = \sum_{i=0}^{\max(n,m)} (a_i + b_i) x^i$, where we consider coefficients of missing terms to be zero.
- Multiplication: To multiply two polynomials, we use the distributive law and the rule $x^i \cdot x^j = x^{i+j}$. If $p(x) = \sum_{i=0}^n a_i x^i$ and $q(x) = \sum_{j=0}^m b_j x^j$, then $p(x) \cdot q(x) = \sum_{k=0}^{n+m} c_k x^k$, where $c_k = \sum_{i+j=k} a_i b_j$.
Properties of Polynomial Rings
- R[x] is a commutative ring if R is a commutative ring.
- R[x] has unity if R has unity. The unity is the constant polynomial 1.
- If R is an integral domain, then R[x] is also an integral domain.
- Degree of a Polynomial: If $p(x) = a_n x^n + \dots + a_0$ with $a_n \neq 0$, then the degree of p(x), denoted by deg(p(x)), is n. The degree of the zero polynomial is usually defined as $-\infty$ or undefined.
- Degree of Product: If R is an integral domain, then for non-zero polynomials p(x) and q(x), $\deg(p(x)q(x)) = \deg(p(x)) + \deg(q(x))$.
Polynomial Rings over Fields
When the base ring R is a field F, the polynomial ring F[x] has particularly important properties.
- Euclidean Domain: As mentioned earlier, F[x] is a Euclidean ring with the degree function $d(p(x)) = \deg(p(x))$. This is a crucial result that allows for polynomial division with remainder, similar to integer division.
- Principal Ideal Domain (PID): Since F[x] is a Euclidean ring, it is also a PID. Every ideal in F[x] is generated by a single polynomial. For example, the ideal generated by $x^2 - 1$ is $(x^2 - 1) = \{ (x^2 - 1)q(x) \mid q(x) \in F[x] \}$.
- Unique Factorization Domain (UFD): Consequently, F[x] is also a UFD. Polynomials in F[x] can be factored into irreducible polynomials in essentially a unique way, analogous to prime factorization of integers.
Example: Polynomials over Real Numbers (R[x])
Consider the polynomial ring R[x].
- Let $p(x) = 3x^3 - 2x + 5$ and $q(x) = x^2 + 1$. Both polynomials are in R[x].
- Addition: $p(x) + q(x) = (3x^3 - 2x + 5) + (x^2 + 1) = 3x^3 + x^2 - 2x + 6$.
- Multiplication: $$ p(x)q(x) = (3x^3 - 2x + 5)(x^2 + 1) $$ $$ = (3x^3)(x^2) + (3x^3)(1) + (-2x)(x^2) + (-2x)(1) + (5)(x^2) + (5)(1) $$ $$ = 3x^5 + 3x^3 - 2x^3 - 2x + 5x^2 + 5 $$ $$ = 3x^5 + x^3 + 5x^2 - 2x + 5 $$
- Degree: $\deg(p(x)) = 3$, $\deg(q(x)) = 2$. $\deg(p(x)q(x)) = 5$, which is $3 + 2$.
- Division Algorithm: We can divide $p(x)$ by $q(x)$. $$ 3x^3 - 2x + 5 = (x^2 + 1)(3x) + (-5x + 5) $$ Here, the quotient is $q_1(x) = 3x$ and the remainder is $r_1(x) = -5x + 5$. The degree of the remainder is 1, which is less than the degree of the divisor (2).
Multiple Indeterminates
We can also form polynomial rings with multiple indeterminates. For example, R[x, y] is the ring of polynomials in two variables x and y with coefficients in R. The elements are sums of terms like $c x^i y^j$, where $c \in R$.
For example, $3x^2y - 5xy^3 + 7$ is an element of R[x, y].
R[x, y] is commutative if R is commutative. However, R[x, y] is not a Euclidean ring or a PID in general.
Unique Factorization Domains (UFDs)
A Unique Factorization Domain (UFD) is a fundamental concept in ring theory, particularly in integral domains. It generalizes the idea of unique prime factorization of integers to a broader algebraic setting. In a UFD, every non-zero, non-unit element can be uniquely expressed as a product of irreducible elements, up to the order of the factors and multiplication by units.
Definitions and Key Elements
Let R be an integral domain.
- Units: An element $u \in R$ is a unit if there exists an element $v \in R$ such that $uv = 1$. In the ring of integers Z, the units are 1 and -1. In a field F, every non-zero element is a unit.
- Irreducible Element: A non-zero, non-unit element $p \in R$ is irreducible if whenever $p = ab$ for some $a, b \in R$, then either a or b must be a unit. In the integers Z, the irreducible elements are the prime numbers (and their negatives).
- Prime Element: A non-zero, non-unit element $q \in R$ is prime if whenever $q$ divides $ab$ for some $a, b \in R$, then $q$ divides a or $q$ divides b.
In any integral domain, every prime element is irreducible. Also, in a commutative ring with unity, every irreducible element is prime if and only if the ring is a UFD.
Definition of a UFD
An integral domain R is called a Unique Factorization Domain (UFD) if it satisfies the following two conditions:
- Existence of Factorization: Every non-zero, non-unit element in R can be written as a product of a finite number of irreducible elements.
- Uniqueness of Factorization: If $a = p_1 p_2 \dots p_n$ and $a = q_1 q_2 \dots q_m$ are two factorizations of an element $a$ into irreducible elements, then $n = m$, and after possibly reordering the $q_j$'s, we have $p_i = u_i q_i$ for each $i=1, \dots, n$, where $u_i$ are units in R.
Relationship with Other Ring Properties
UFDs occupy a significant place in the hierarchy of integral domains:
- Every Euclidean Ring is a Principal Ideal Domain (PID).
- Every PID is a Unique Factorization Domain (UFD).
The converse statements are not always true:
- Not every UFD is a PID (e.g., $Z[x]$ is a UFD but not a PID).
- Not every PID is a Euclidean Ring (e.g., $Z[\frac{1+\sqrt{-19}}{2}]$ is a PID but not Euclidean).
Examples of UFDs
- Integers (Z): The set of integers is the classic example of a UFD. Any integer can be uniquely factored into primes (e.g., $12 = 2^2 \cdot 3$).
- Fields (F): Any field is trivially a UFD, as every non-zero element is a unit, and the factorization condition holds vacuously.
- Polynomial Rings over Fields (F[x]): As we've seen, F[x] is a Euclidean ring, hence a PID and a UFD. Polynomials can be factored into unique irreducible polynomials (analogous to primes).
- Polynomial Rings over UFDs (R[x] where R is a UFD): If R is a UFD, then the polynomial ring R[x] is also a UFD. This is a powerful result. For example, since Z is a UFD, Z[x] is a UFD.
- Gaussian Integers (Z[i]): This ring is a Euclidean ring, so it is a UFD. The factorization of Gaussian integers into Gaussian primes is unique.
Example: Factorization in Z[x]
Consider the polynomial ring Z[x]. This ring is a UFD. Let's look at the factorization of $p(x) = x^2 - 4$.
- In Z[x], we can factor this as $p(x) = (x - 2)(x + 2)$. Both $(x-2)$ and $(x+2)$ are irreducible in Z[x].
- The units in Z[x] are just 1 and -1.
- If we try to factor further, say $(x-2) = ab$, then either $a$ or $b$ must be a unit. This confirms that $(x-2)$ is irreducible.
Now consider $q(x) = 2x + 2$.
- We can factor out the integer 2: $q(x) = 2(x+1)$.
- Here, 2 is an irreducible element in Z[x] (it's a prime integer).
- $(x+1)$ is also irreducible in Z[x].
- The factorization $2(x+1)$ is unique up to units and order.
Quotient Rings and Ideals
Quotient rings (also known as factor rings) are constructed by "dividing" a ring by one of its ideals. This process is analogous to how we form quotient groups by dividing a group by one of its normal subgroups, or how we form integers modulo n (Z/nZ) by dividing the integers Z by the ideal nZ. Ideals are the key structures that allow us to form quotient rings.
Ideals
An ideal of a ring R is a non-empty subset I of R that satisfies the following conditions:
- Closure under Subtraction: For any two elements a, b in I, their difference a - b is also in I. (This implies that (I, +) is a subgroup of (R, +)).
- Absorption Property: For any element a in I and any element r in R, both $r \cdot a$ and $a \cdot r$ are in I.
Essentially, an ideal is a special kind of subset of a ring that is closed under addition and subtraction and absorbs multiplication by any element of the ring.
Types of Ideals
- Principal Ideal: In a commutative ring R, the principal ideal generated by an element 'a', denoted by (a) or , is the set of all multiples of 'a' by elements of R. That is, $(a) = \{ra \mid r \in R\}$.
- Maximal Ideal: An ideal M in a commutative ring R is called a maximal ideal if M is a proper ideal (M ≠ R) and the only ideal properly containing M is R itself. In other words, if I is an ideal such that $M \subseteq I \subseteq R$, then either $I = M$ or $I = R$.
- Prime Ideal: An ideal P in a commutative ring R is called a prime ideal if P is a proper ideal (P ≠ R) and for any elements a, b in R, if the product $ab \in P$, then either $a \in P$ or $b \in P$.
Quotient Rings
Let R be a ring and I be an ideal of R. We can define an equivalence relation on R by $a \sim b$ if $a - b \in I$. The set of equivalence classes is denoted by $R/I$. The elements of $R/I$ are the cosets of I in R.
If R is a commutative ring with unity and I is an ideal, we can define addition and multiplication on the set of cosets $R/I$ as follows:
- Addition: $(a + I) + (b + I) = (a + b) + I$
- Multiplication: $(a + I) \cdot (b + I) = (a \cdot b) + I$
With these operations, the set $R/I$ forms a ring, called the quotient ring (or factor ring) of R modulo I. The zero element of $R/I$ is the coset $0 + I = I$.
Key Theorems Relating Ideals and Quotient Rings
The structure of quotient rings is intimately linked to the properties of their ideals.
- Quotient Ring is Integral Domain iff Ideal is Prime: For a commutative ring R with unity, the quotient ring $R/I$ is an integral domain if and only if the ideal I is a prime ideal.
- Quotient Ring is Field iff Ideal is Maximal: For a commutative ring R with unity, the quotient ring $R/I$ is a field if and only if the ideal I is a maximal ideal.
These theorems are extremely important because they allow us to study properties of fields and integral domains by examining maximal and prime ideals in other rings.
Examples of Quotient Rings
- Integers Modulo n (Z/nZ): Let R = Z (the integers) and I = nZ (the ideal of multiples of n). Z is a commutative ring with unity, and nZ is an ideal. The quotient ring Z/nZ is the ring of integers modulo n.
- If n is a prime number (p), then the ideal pZ is a maximal ideal in Z. Therefore, Z/pZ is a field (often denoted $F_p$ or $GF(p)$). For example, Z/5Z = {0, 1, 2, 3, 4} is a field.
- If n is a composite number, say n = 6, then 6Z is not a maximal ideal in Z. For instance, the ideal 2Z properly contains 6Z (since $6 = 2 \cdot 3$, so $6Z \subset 2Z$). The quotient ring Z/6Z is not a field. It is an integral domain only if n is prime. Z/6Z = {0, 1, 2, 3, 4, 5} with arithmetic modulo 6. Here, $2 \cdot 3 = 0$ in Z/6Z, so it has zero divisors.
- Polynomials Modulo an Ideal: Let R = F[x] (polynomials over a field F) and I be an ideal in F[x]. Since F[x] is a PID, every ideal I is principal, say I = (p(x)) for some polynomial p(x). The quotient ring F[x]/(p(x)) is interesting.
- If p(x) is irreducible over F, then the ideal (p(x)) is maximal in F[x]. Thus, F[x]/(p(x)) is a field. This is a standard way to construct field extensions in algebra. For example, if F = R (real numbers), the polynomial $x^2 + 1$ is irreducible over R. The ideal $(x^2 + 1)$ is maximal in R[x]. The quotient ring R[x]/(x^2 + 1) is isomorphic to the field of complex numbers C.
- If p(x) is reducible, say $p(x) = q(x)s(x)$, then (p(x)) is not maximal, and F[x]/(p(x)) is not a field.
Maximal Ideals
Maximal ideals play a crucial role in ring theory, particularly in commutative algebra and algebraic geometry. They are the "largest" proper ideals in a ring, and their structure is closely related to the existence of fields within the ring's quotient structures.
Definition of a Maximal Ideal
Let R be a commutative ring with unity (1 ≠ 0). An ideal M of R is called a maximal ideal if:
- M is a proper ideal, meaning $M \neq R$.
- If I is any ideal of R such that $M \subseteq I \subseteq R$, then either $I = M$ or $I = R$.
In simpler terms, there is no ideal strictly between a maximal ideal and the ring itself.
Relationship with Fields and Integral Domains
The connection between maximal ideals and fields is one of the most significant results in commutative ring theory.
- Theorem: Let R be a commutative ring with unity. An ideal M of R is a maximal ideal if and only if the quotient ring $R/M$ is a field.
This theorem provides a powerful tool: studying maximal ideals in R is equivalent to studying fields that can be formed as quotient rings $R/M$.
Since every field is an integral domain, it follows that every maximal ideal in a commutative ring with unity is also a prime ideal. However, the converse is not true; not all prime ideals are maximal.
Examples of Maximal Ideals
- In the Ring of Integers Z:
- The ideal (p) generated by a prime number p is a maximal ideal in Z. For example, (5) = 5Z = {..., -10, -5, 0, 5, 10, ...} is a maximal ideal. The quotient ring Z/(5) is the field Z/5Z.
- The ideal (6) = 6Z is not maximal because it is properly contained in the ideal (2) = 2Z (since 6 is a multiple of 2, but 2 is not a multiple of 6). Z/(6) is not a field.
- In general, for Z, the maximal ideals are precisely the ideals generated by prime numbers, i.e., (p) where p is a prime.
- In the Polynomial Ring F[x] (where F is a field):
- An ideal (p(x)) generated by a polynomial p(x) in F[x] is maximal if and only if p(x) is an irreducible polynomial over F.
- Example: In R[x], the ideal $(x^2 + 1)$ is maximal because $x^2 + 1$ is irreducible over R. The quotient ring $R[x]/(x^2 + 1)$ is isomorphic to the field of complex numbers C.
- Example: In Q[x], the ideal $(x^2 - 2)$ is maximal because $x^2 - 2$ is irreducible over Q (its roots are $\pm\sqrt{2}$, which are not rational). The quotient ring $Q[x]/(x^2 - 2)$ is a field extension of Q, isomorphic to $Q(\sqrt{2})$.
- Example: In R[x], the ideal $(x^2 - 1)$ is not maximal because $x^2 - 1 = (x-1)(x+1)$ is reducible over R. The quotient ring $R[x]/(x^2 - 1)$ is isomorphic to $R \times R$, which is not a field.
- In the Ring of Polynomials in Two Variables R[x, y]:
- The ideal $(x, y)$ consisting of all polynomials with no constant term is a maximal ideal. The quotient ring $R[x, y]/(x, y)$ is isomorphic to R. This ideal $(x, y)$ contains all polynomials $f(x, y)$ such that $f(0, 0) = 0$.
- The ideal $(x-a, y-b)$ is maximal for any $a, b \in R$. The quotient ring $R[x, y]/(x-a, y-b)$ is isomorphic to R.
Finding Maximal Ideals
The process of finding maximal ideals often involves:
- Identifying potential candidates for maximal ideals (e.g., ideals generated by primes in Z, or irreducible polynomials in F[x]).
- Using the theorem: Check if the quotient ring formed by the ideal is a field.
The existence of maximal ideals is guaranteed in certain types of rings. For instance, in any field F, the only ideal is {0}, which is maximal, and F/{0} is F itself, a field.